How To Bullet Proof Your Practice – Eric Wachtel
COURSE OUTLINE
HOW TO BULLET PROOF YOUR PRACTICE – ERIC WACHTEL
CSF – 1 PDU in Compliance
ONLINE TRAINING
- Video
- Confirmation of presence* via the questionnaire at the bottom of the video window.
*HOW TO VALIDATE YOUR CONFIRMATION OF PRESENCE ?
Please read carefully the information below. In order to get your CERTIFICATE OF PRESENCE you must answer successfully the questionnaire below to obtain your PDUs.
In some of the training sessions, the moderator will ask you to validate your presence by e-mail. DO NOT TAKE THIS MESSAGE INTO ACCOUNT ANY MORE. Please proceed with the following method instead:
Repeatedly during your training, keywords will appear at the bottom of your screen. Once you have ENDED YOUR SESSION, click on the tab QUESTIONNAIRE at the bottom of the video. We recommend that you take note of the key words on a separate piece of paper. Only at the end will you have to validate them.
Please answer all the questions by typing all the keywords in the good order (EXCEPT THE WORD EXAMPLE) before clicking the button SUBMIT. You have a maximum of 5 attempts. To obtain your PDUs, you must answer all the questions correctly (100%).
Our videos can contain SEVERAL EPISODES. If that is the case, you will have to view all of them one at the time. You can leave and resume a training session at any time. However, if you stop the viewing of an episode before the end, you will have to start that episode all over again. You cannot move forward or backward during a training session.
Some sessions can also contain a supplemental questionnaire. To obtain your PDUs, you will have to answer all of the questions at the end of the training session and obtain a minimum grade of 60%. Again, we recommend that you take notes during the session.
Once the training is successfully completed, you will receive your certificate of attendance directly by e-mail in a PDF format.
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CONTENT
You’ve probably gathered from reading industry compliance bulletins, if not experienced personally, advisor compliance examinations are on the rise within the life insurance industry. Provincial regulators, law enforcement regulators and even insurance carriers, are all getting in on the action. This trend is expected to increase as 2017 progresses. Eric will focus on the nature of these audits and what you can do to be ready, ensuring you have the required compliance elements regulators and carriers want to see present in your practice, if you are chosen for audit.
THE SPEAKER
ERIC WACHTEL
BIOGRAPHIE
As National Chief Compliance Officer, Eric is responsible for maintaining and strengthening IDC WIN’s compliance programs and initiatives. Eric has 20 years of experience in the life insurance industry and joined IDC Financial in 2001. Since that time he has worked steadily to build IDC’s compliance programs while maintaining a pro-business environment. This has established IDC Financial and now IDC WIN as a respected industry leader in compliance. Most recently IDC WIN achieved the top compliance score ranking in the Investment Executive’s ‘2015 Insurance Advisor’s Report Card’ survey, achieving an average overall rating by advisors of 9.7 out 10. Since joining IDC Financial, Eric has occupied the positions of Mutual Fund Branch Manager, Business Development Executive and Director of the IDC WIN Institute – a specialized training and education division of IDC WIN.
IMPORTANT NOTE
To ensure that you have completed this training, the CDPSF records your attendance time online.
DEFFERAL OF PDUs
You can accumulate a maximum of 5 PDUs on top of what is required for a qualifying period. This is only possible for the last three months (September 1st to November 30th of an odd year). These can be postponed to the following qualifying period or after the period of exemption.The advisor is responsible to transfer these excess PDUs in its secured file via the site of La Chambre de la sécurité financière at www.chambresf.com (No rerun are possible. No refund)
It is not possible to receive professional development units (PDUs) for the same training session followed during the same qualifying period. With the exception of the business break, any absence of the room during a training session will be recorded on the certificate of presence of the participant. Please take note of the rules of participation found in Article 4.1 of the Policy on Compulsory Professional Development Activities of La Chambre de la sécurité financière at www.chambresf.com. No refund. Non-transferable.